--- title: "Investors" description: "Find SEC filings, financials, investor presentations, fact sheets, and company reports from Phoenix Energy." language: "en-US" source_url: "https://surz8cb5rg2acq7.onstatic.studio/investors/" content_type: "text/markdown" --- PHOENIX ENERGY # Investors ## Information is available here for our investors in our Bond Offerings and holders of our Preferred Shares ## Press Releases # Phoenix Capital Group Sets Record-Breaking Pace in the Williston Basin with Industry-Leading Drilling Efficiency - September 29, 2025 ## Read More > # Chrislaina Anderson Awarded 2025 Adam Ferrari Health Science Scholarship - September 29, 2025 ## Read More > # Phoenix Capital Group Acquires 1,500 Royalty Acres in Utah’s Prolific Uinta Basin - September 29, 2025 ## Read More > # Phoenix Capital Group Relaunches Scholarship Program to Empower Future Generations of Oil and Gas Professionals - September 29, 2025 ## Read More > # Phoenix Capital Group Scholarship Still Accepting Applications for Aspiring Oil and Gas Professionals - September 29, 2025 ## Read More > # Adam Ferrari, CEO of Phoenix Capital Group, Announces Close of Scholarship Applications for Future Energy Leaders - September 29, 2025 ## Read More > ## November 13, 2025 ## q3 2025 Earnings [ ##### Webcast replay ##### Watch Now ](https://phoenixenergy.zoom.us/rec/component-page?eagerLoadZvaPages=sidemenu.billing.plan_management&isReferralProgramEnabled=false&isReferralProgramAvailable=false&accessLevel=meeting&hasValidToken=false&clusterId=us02&action=play&filePlayId=&componentName=recording-register&meetingId=RqlQTxy39H5tu5Epv61Hxc4lbSNVgcx6m9NlmGPyZDjW8jnqR_K7Yn9k0FjG1KYG.zY5Hei8bwLbAdYu0&originRequestUrl=https%3A%2F%2Fphoenixenergy.zoom.us%2Frec%2Fshare%2FwQgsVHdC5FTqw2Cv7dzFMmctOtiGCki-obYDIpee0YYPEYXalK82RYKJw7jgPpkn.JBa9-GYd3doTBltj%3FstartTime%3D1763069442000) [ ##### PRESENTATION ##### Download Now ](https://drive.google.com/file/d/1mNQi91UF4T9tUAYVL1Dtb1Y-LDRJ3jHP/view) [ ##### Press Release ##### Read Now ](https://www.globenewswire.com/news-release/2025/11/12/3186902/0/en/Phoenix-Energy-Reports-Q3-2025-Financial-and-Operating-Results.html) [ ##### Form 10-Q ##### Visit SEC.Gov ](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001818643/000119312525277902/d79256d10q.htm) [ ](https://www.globenewswire.com/news-release/2025/11/12/3186902/0/en/Phoenix-Energy-Reports-Q3-2025-Financial-and-Operating-Results.html) ##### Press Release ##### [**READ NOW**](https://www.globenewswire.com/news-release/2025/11/12/3186902/0/en/Phoenix-Energy-Reports-Q3-2025-Financial-and-Operating-Results.html) [ ](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001818643/000119312525277902/d79256d10q.htm) ##### Form 10-Q ##### [**VISIT SEC.GOV**](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001818643/000119312525277902/d79256d10q.htm) DOCUMENTATION # Corporate governance ## The Board of Directors of Phoenix Energy directs the affairs of the Company and is committed to sound principles of corporate governance. The Board of Directors sets high standards for the Company’s employees, officers and directors. Documents included in this section provide ways for investors to understand the foundation of our corporate governances. These documents are subject to modification from time to time as the Board of Directors deems appropriate in the best interests of the Company or as required by applicable laws and regulations. ## Organizational Documents ## [Third Amended & Restated Limited Liability Company Agreement](https://drive.google.com/file/d/192_kbJp3Uv1j6_LtrC6ZsfJUOkP8d5UG/view?usp=sharing) ## Governance Documents & Audit Committee Charter ## [Code of Business Conduct & Ethics ](https://drive.google.com/file/d/1A16csgdzow9XgCxGON832ZBjntdp-cvp/view) ## [Corporate Governance Policy](https://drive.google.com/file/d/1hYGkXGMCwlS24kWRrrb0vHMJQvOF9yw_/view) ## [Audit Committee Charter](https://drive.google.com/file/d/1CZPk5WRqv4u7_44Bi9cG5hLLrG_Z14NC/view) # STOCK INFORMATION '; var s = document.createElement("script"); s.type = "text/javascript"; s.async = true; s.src = "https://s3.tradingview.com/external-embedding/embed-widget-symbol-info.js"; // Force PHXE/P every time s.innerHTML = JSON.stringify({ "symbol": "AMEX:PHXE/P", "colorTheme": "dark", "isTransparent": true, "locale": "en", "width": "100%" }); mount.firstChild.appendChild(s); })(); ' + ''; var s = document.createElement("script"); s.type = "text/javascript"; s.async = true; s.src = "https://s3.tradingview.com/external-embedding/embed-widget-advanced-chart.js"; s.innerHTML = JSON.stringify({ "symbol": "AMEX:PHXE/P", "interval": "W", "timezone": "Etc/UTC", "theme": "light", "style": "2", "locale": "en", "hide_side_toolbar": true, "allow_symbol_change": true, "save_image": true, /* KEY FIX: no autosize; use explicit dimensions */ "autosize": false, "width": "100%", "height": "300", /* keep the rest of your options */ "calendar": false, "details": false, "hide_top_toolbar": false, "hide_legend": false, "hide_volume": false, "hotlist": false, "withdateranges": false, "watchlist": [], "compareSymbols": [], "studies": [], "backgroundColor": "rgba(255, 255, 255, 1)", "gridColor": "rgba(242, 242, 242, 0.06)" }); mount.querySelector(".tradingview-widget-container").appendChild(s); })(); Stock information may be delayed by up to 20 minutes DOCUMENTATION # FINANCIAL INFORMATION & SEC FILINGS ## Quarterly Reports ## [Form 10-Q For Period Ending Sept 30, 2025](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001818643/000119312525277902/d79256d10q.htm) ## [Earnings Release](https://www.globenewswire.com/news-release/2025/11/12/3186902/0/en/Phoenix-Energy-Reports-Q3-2025-Financial-and-Operating-Results.html) ## [Earnings Call](https://phoenixenergy.zoom.us/rec/component-page?eagerLoadZvaPages=sidemenu.billing.plan_management&isReferralProgramEnabled=false&isReferralProgramAvailable=false&accessLevel=meeting&hasValidToken=false&clusterId=us02&action=play&filePlayId=&componentName=recording-register&meetingId=RqlQTxy39H5tu5Epv61Hxc4lbSNVgcx6m9NlmGPyZDjW8jnqR_K7Yn9k0FjG1KYG.zY5Hei8bwLbAdYu0&originRequestUrl=https%3A%2F%2Fphoenixenergy.zoom.us%2Frec%2Fshare%2FwQgsVHdC5FTqw2Cv7dzFMmctOtiGCki-obYDIpee0YYPEYXalK82RYKJw7jgPpkn.JBa9-GYd3doTBltj%3FstartTime%3D1763069442000) ## [Form 10-Q For Period Ending June 30, 2025](http://pdf.secdatabase.com/94/0001193125-25-179000.pdf) ## [Earnings Release](https://www.canva.com/design/DAF8CqI3hE4/QMahBGDpJSfFFkvba6V-uQ/view) ## [Earnings Call](https://www.businesswire.com/news/home/20250821164996/en/Phoenix-Energy-Reports-Q2-2025-Financial-and-Operating-Results) ## [Form 10-Q For Period Ending March 31, 2025](http://pdf.secdatabase.com/2803/0001193125-25-121729.pdf) ## [Earnings Call](https://www.canva.com/design/DAGqQ8Pd778/NMnAENTn6tlXg6D5vujNyA/view?utm_content=DAGqQ8Pd778&utm_campaign=designshare&utm_medium=link2&utm_source=uniquelinks&utlId=h6757d2f1ea) ## Annual Report ## [Form 1-K For Year Ending December 31, 2024 ](http://pdf.secdatabase.com/2367/0001193125-25-070310.pdf) ## SEC Filings ## All filings on EDGAR by the Company are available at the link below. [ See All Filings ](https://research.secdatabase.com/CIK/1818643/Company-Name/PHOENIX-ENERGY-ONE-LLC) # PREFERRED SHARES TRANSFER AGENT Phoenix Energy has engaged the following entity to act as its third-party transfer agent with respect to the 10% Series A Cumulative Redeemable Preferred Shares that are listed on the NYSE American under the symbol PHXE.P:   Equity Stock Transfer 237 W 37th Street, Suite 602 New York, NY 10018 Main: 212.575.5757 Fax: 347.584.3644 www.equitystock.com Prospective Bondholders Bondholders PREFFERED SHAREHOLDERS Mineral Rights INQUIRIES LEGAL SUPPORT IT SUPPORT WHISTLEBLOWER COMPLAINTS FUEL PROGRAM INQUIRES # Contact for INTERESTED INVESTORS Become a part of the Phoenix Family. [ ](mailto:investorrelations@phoenixenergy.com) ###### [ Email US ](mailto:investorrelations@phoenixenergy.com) investorrelations@phoenixenergy.com ###### [ CALL US ](tel:3033769778) 303-376-9778 #### Send a Message *Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year. [Learn more about accreditation requirements here](https://phoenixenergy.com/accreditation). # Contact for EXISTING INVESTORS We treat our investors like family. [ ](mailto:investorrelations@phoenixenergy.com) ###### [ Email ](mailto:investorrelations@phoenixenergy.com) investorrelations@phoenixenergy.com ###### [ CALL US ](tel:3033769778) 303-376-9778 #### Send a Message *Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year. [Learn more about accreditation requirements here](https://phoenixenergy.com/accreditation). # Contact for PREFERRED SHAREHOLDERS We treat our shareholders like family. [ ](mailto:investorrelations@phoenixenergy.com) ###### [ Email ](mailto:investorrelations@phoenixenergy.com) investorrelations@phoenixenergy.com ###### [ CALL US ](tel:3033769778) 303-376-9778 #### Send a Message *Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year. [Learn more about accreditation requirements here](https://phoenixenergy.com/accreditation). # MINERAL RIGHTS QUESTIONS? Let’s chat. ###### [ Phone ](tel:18002124477) 1-800-212-4477 #### Send a Message # Get legal support Answers to your legal questions. #### Send a Message # HAVE AN IT QUESTION? #### Send a Message # Get Involved With FUEL # We’d love to hear from you! Let us know which initiative speaks to you, and we’ll connect you with the right opportunity. Your interest—and your time—means the world to us. #### Thank you for your interest! GET THE ANSWERS YOU NEED # Frequently Asked Questions for Prospective Bondholders What Offerings Does Phoenix Energy Currently Have Available for Investors? - Phoenix Energy is conducting offerings of debt securities pursuant to (i) an exemption from registration under Rule 506(c) of Regulation D (“Private Placement Offering”) of the Securities Act of 1933, as amended (the “Securities Act”) and (ii) a registration statement on Form S-1 under the Securities Act (including a prospectus) filed with the SEC (the “Registered Offering”). - The Private Placement Offering is exempt from the registration requirements of the Securities Act and only “accredited investors”, as such term is defined in Rule 501 of Regulation D, may invest in such offerings.  - The Registered Offering is being made pursuant to a registration statement and prospectus, filed, or registered with the U.S. Securities and Exchange Commission (“SEC”) and appropriate state regulatory agencies. For the Registered Offering only investors meeting certain criteria, including the financial suitability requirements, may invest in the Registered Offering. The eligibility requirements may be found in the offering documentation, including the prospectus, that the Company has filed on EDGAR with the SEC and can be found at [sec.gov](http://www.sec.gov/), where you can obtain a free copy of the prospectus. Alternatively, Phoenix Energy or a registered representative of Crescent will supply additional materials when requested. Call 303.376.9778 or email InvestorRelations@phoenixenergy.com to place a request. - Before you invest, you should read the offering documentation for the relevant debt offering, including, with respect to the Registered Offering, the prospectus, and other documents that the Company has filed with the SEC. Do I Have to be Accredited (as Defined by the SEC in Section 501(a) of Regulation D) to Purchase Phoenix Energy’s corporate bonds? - No, you do not need to be accredited to purchase the corporate bonds sold by Phoenix Energy pursuant to its Registered Offering. - If you are an “accredited” investor, then you can also purchase the corporate bonds sold by Phoenix pursuant to its Private Placement Offerings. Is there a Minimum Purchase Amount for a new investor in Phoenix Energy’s Bond Offerings? - Yes, the minimum purchase amount for the Registered Offering is $5,000 and the minimum purchase amount for the Private Placement Offering is $25,000. - After meeting the minimum purchase amount, additional bonds may be purchased for $1,000 per bond. Are the Corporate Bonds Callable (Redeemable)? Phoenix Energy may redeem the bonds issued pursuant to its Private Placement Offering and Registered Offering at the face value of the bond plus any accrued by unpaid interest. Who Is the Company’s Transfer Agent for its Corporate Bonds? - The Company is its own transfer agent for its corporate bonds, both under the Private Placement Offerings and the Registered Offering. - Phoenix Energy maintains a record of ownership, including contact information, for a record holder of its corporate bonds, handles any title transfers, pays interest and otherwise handles communications to holders regarding their bonds. Do I need a financial advisor or brokerage account to purchase bonds from Phoenix Energy? No. We sell bonds directly to investors through our investor portal. We have a dedicated sales team that can assist you. Please contact [investorrelations@phoenixenergy.com](mailto:investorrelations@phoenixenergy.com) Can I purchase bonds through a trust or other entity? Yes. We accept bond purchases through any domestic legal entity subject to verification of the organizational documentation, authority, and tax ID. Can I speak to someone about purchasing bonds? Of course. The investor relations team can be reached by phone [(303) 376-9778 ](tel:(303)%20376-9778)or email ([InvestorRelations@phoenixenergy.com](mailto:InvestorRelations@pheonixenergy.com)) anytime. Can I purchase bonds using qualified funds, either through an IRA or 401K? Absolutely. All of Phoenix’s investments are compatible with 401k accounts, Traditional IRAs, Roth IRAs, and Self-Directed IRAs. For specific questions about 401k or IRA eligibility, please contact [InvestorRelations@phoenixenergy.com](mailto:InvestorRelations@phoenixenergy.com). Does Phoenix Energy provide monthly statements to bondholders? Yes, Phoenix Energy provides a monthly statement and report to each bondholder. Your statement can be accessed and downloaded through the Phoenix Energy portal. DISCLAIMER This website contains forward-looking statements, which are statements regarding all matters that are not historical facts. They appear in a number of places throughout this website and include statements regarding Phoenix Energy’s current views, hopes, intentions, beliefs, or expectations concerning, among other things, its results of operations, financial condition, liquidity, prospects, growth, strategies, and position in the markets and the industries in which its operates. These forward-looking statements are generally identifiable by forward looking terminology such as “expect,” “believe,” “anticipate,” “outlook,” “could,” “target,” “project,” “intend,” “plan,” “seek,” “estimate,” “should,” “will,” “approximately,” “predict,” “potential,” “may,” and “assume,” as well as variations of such words and similar expressions referring to the future. Forward-looking statements are based on Phoenix Energy’s beliefs, assumptions, and expectations, taking into account currently known market conditions and other factors. Phoenix Energy’s ability to predict results or the actual effect of future events, actions, plans, or strategies is inherently uncertain and involves certain risks and uncertainties, many of which are beyond its control. Phoenix Energy’s actual results and performance could differ materially from those set forth or anticipated in its forward-looking statements. Factors that could cause Phoenix Energy’s actual results to differ materially from the expectations described in the forward-looking statements include, but are not limited to, the factors described in its Final Offering Circular entitled “Risk Factors.”. Oral information provided in connection with presentations or discussions with investors may similarly include forward-looking statements. When considering forward-looking statements, you should keep in mind the risk factors and other cautionary statements included in this website, the Final Offering Circular and Phoenix Energy’s other filings with the SEC. You are cautioned that the forward-looking statements included in this website are not guarantees of future performance, and there can be no assurance that such statements will be realized or that the forward-looking events and circumstances will occur. Any forward-looking statement made by Phoenix Energy speaks only as of the date on which it is made, and Phoenix Energy undertakes no obligation to publicly update any forward-looking statement except as may be required by law. The Bonds are highly speculative. Investing in these securities involves significant risks. The investment is suitable only for investors who can afford to lose their entire investment. Investors must understand that such investment is illiquid. The Preferred Shares are also highly speculative. Investing in these securities involves significant risks. The investment is suitable only for investors who can afford to lose their entire investment. Investors must understand that such investment could be illiquid for an indefinite period of time. The Preferred Shares are listed on the NYSE American LLC (“NYSE American”) under the symbol “PHXE.P.” No assurance can be given that an active trading market for the Preferred Shares will develop. This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities, and shall not constitute an offer, solicitation, or sale of any security, in any jurisdiction in which such offering, solicitation, or sale would be unlawful. Interested Investors Existing Investors Mineral Rights IT SUPPORT FUEL Program # Contact for INTERESTED INVESTORS Become a part of the Phoenix Family. [ ](mailto:investorrelations@phoenixenergy.com) ###### [ Email US ](mailto:investorrelations@phoenixenergy.com) investorrelations@phoenixenergy.com ###### [ CALL US ](tel:3033769778) 303-376-9778 #### Send a Message *Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year. [Learn more about accreditation requirements here](https://phoenixenergy.com/accreditation). # Contact for EXISTING INVESTORS We treat our investors like family. [ ](mailto:investorrelations@phoenixenergy.com) ###### [ Email ](mailto:investorrelations@phoenixenergy.com) investorrelations@phoenixenergy.com ###### [ CALL US ](tel:3033769778) 303-376-9778 #### Send a Message *Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year. [Learn more about accreditation requirements here](https://phoenixenergy.com/accreditation). # MINERAL RIGHTS QUESTIONS? Let’s chat. ###### [ Phone ](tel:18002124477) 1-800-212-4477 #### Send a Message # HAVE AN IT QUESTION? #### Send a Message # Get Involved With FUEL # We’d love to hear from you! Let us know which initiative speaks to you, and we’ll connect you with the right opportunity. Your interest—and your time—means the world to us. Thank you for your interest! ## November 13, 2025 ## q3 2025 Earnings [ ##### Webcast replay ##### Watch Now ](https://phoenixenergy.zoom.us/rec/component-page?eagerLoadZvaPages=sidemenu.billing.plan_management&isReferralProgramEnabled=false&isReferralProgramAvailable=false&accessLevel=meeting&hasValidToken=false&clusterId=us02&action=play&filePlayId=&componentName=recording-register&meetingId=RqlQTxy39H5tu5Epv61Hxc4lbSNVgcx6m9NlmGPyZDjW8jnqR_K7Yn9k0FjG1KYG.zY5Hei8bwLbAdYu0&originRequestUrl=https%3A%2F%2Fphoenixenergy.zoom.us%2Frec%2Fshare%2FwQgsVHdC5FTqw2Cv7dzFMmctOtiGCki-obYDIpee0YYPEYXalK82RYKJw7jgPpkn.JBa9-GYd3doTBltj%3FstartTime%3D1763069442000) [ ##### PRESENTATION ##### Download Now ](https://drive.google.com/file/d/1mNQi91UF4T9tUAYVL1Dtb1Y-LDRJ3jHP/view) [ ##### Press Release ##### Read Now ](https://www.businesswire.com/news/home/20250821164996/en/Phoenix-Energy-Reports-Q2-2025-Financial-and-Operating-Results) [ ##### Form 10-Q ##### Visit SEC.Gov ](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001818643/000119312525277902/d79256d10q.htm) Manage Consent 20689